VaultAI Governance
Domain vault

Accelerate AI adoption with effective AI governance.

Guides to inventorying, assessing and controlling AI use for UK firms with 25 to 250 people. Framework-agnostic, and mapped to ISO 42001 and the EU AI Act where it matters.

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AI Governance Fundamentals4 guides→Running AI Governance4 guides→Assurance and Agents4 guides→
AI Governance vaultUpdated October 2026
The status quo

Your teams are already using AI, whether or not anyone decided they could.

AI governance is how a firm decides where AI can be used, who is accountable for each use, and how its risks are found and controlled. It covers the tools your staff adopt, the AI built into products you buy, and any AI you build into your own.

For a firm of 25 to 250 people, the pressure arrives from two sides. Enterprise customers now ask about AI in their security questionnaires, and the EU AI Act places obligations on firms whose AI systems or their outputs reach the EU.

A policy nobody can map to a system governs nothing.

ISO/IEC 42001 gives you a management system to run it. The guides here work with or without certification.

What we hear
"We don't build AI, so this doesn't apply."Using AI tools and buying products with AI inside still creates risks you own: data leaving your control, decisions you can't explain, and obligations your customers pass down.
"We'll ban it until the rules settle."Bans push use out of sight. An AI policy and a register of approved tools give people a safe route, and give you visibility.
"This is a job for legal."Legal reads the obligations. Governance turns them into owners, controls and evidence across the business.
The Journey

Your path to AI governance, level by level.

Every guide in this vault maps to a level. Start where you are.

01

AI Governance Fundamentals

The principles, risks, policy and regulation every AI programme starts from.

4 guidesThe AI regulation UK firms already face, and where the EU AI Act reaches
02

Running AI Governance

Register AI use, assess each use case, keep humans in the loop and build literacy.

4 guidesAI register: how to inventory every AI system your firm builds, buys or switches on
03

Assurance and Agents

Map controls, monitor AI in production, prepare for audit and govern AI agents.

4 guidesAI controls: one control set for ISO 42001, NIST AI RMF and the EU AI Act
Ownership and practice

AI governance in practice.

Who owns AI governance

Accountability for AI belongs to a named person, not a committee. In a firm your size that is often the person already responsible for security or compliance, working with the teams that use AI day to day.

Each AI use case needs an owner in the team that runs it, accountable for its risks and its human oversight.

Leadership sets the boundaries: which uses are allowed, which need approval and which are off-limits.

Core practices

  • Agree your principles for responsible AI, and set them out in an AI policy.
  • Understand the risks AI brings and the UK's regulatory approach.
  • Keep an AI register of every system and use case, including AI inside the products you buy.
  • Assess each use case before it goes live, and decide where a human stays in the loop.
  • Build AI literacy in the people who use it.
  • Map AI controls across standards, monitor AI in production, prepare for an AI audit, and set guardrails for AI agents.

Start with the register. You can't govern what you haven't found.

FAQ

AI governance, answered.

Short answers to the questions we hear most from firms putting their first AI governance in place.

It is the set of policies, roles, processes and controls a firm uses to make sure its use of AI is safe, lawful and aligned with what the business is trying to do. It covers AI you use, AI you buy and AI you build.

It can. The Act applies to providers placing AI systems on the EU market and to deployers in the EU. It also reaches providers and deployers outside the EU where an AI system's output is used in the EU. A UK firm selling into the EU should check its position: see the EU AI Act.

The UK has no single AI law. It has taken a principles-based approach, in which existing regulators such as the ICO and the FCA apply cross-sector principles within their own remits. Data protection law already applies to any AI that processes personal data.

Not by law. ISO/IEC 42001 is a voluntary, certifiable standard for an AI management system. It is worth pursuing when customers ask for it or when AI is central to what you sell: see ISO 42001.

With an AI register. Find every AI system and use case in the business, including AI inside the tools you already pay for. Then agree a policy, assign owners and assess the highest-risk uses first. The NIST AI RMF is a useful free reference for structuring the work.

Domain Index

All 12 articles in this vault.

Every guide in one place. Filter by level.

Stage
Fundamentalsguides
Responsible AI: turning principles into controls, owners and evidence
Fundamentalsguides
AI risk: the risks your firm actually carries when it uses AI
Fundamentalsguides
AI policy: what it must contain and how it fits your policy set
Intermediateguides
AI risk assessment: how to assess one AI use case for ISO 42001, the EU AI Act and UK GDPR
Intermediateguides
AI register: how to inventory every AI system your firm builds, buys or switches on
Fundamentalsguides
The AI regulation UK firms already face, and where the EU AI Act reaches
Intermediateguides
Human in the loop: designing human oversight you can evidence
Advancedguides
AI monitoring: how to govern AI systems once they are live
Advancedguides
AI audit: what gets audited, by whom, and the evidence you need
Intermediateguides
AI literacy: what the EU AI Act now asks of your firm, and a proportionate programme to meet it
Advancedguides
AI controls: one control set for ISO 42001, NIST AI RMF and the EU AI Act
Advancedguides
Agentic AI governance: permissions, guardrails and audit trails for AI agents
Showing 12 of 12 articles
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